【問題】HKMA license Type 1 ?推薦回答

關於「HKMA license Type 1」標籤,搜尋引擎有相關的訊息討論:

Register of AIs & LROs - Hong Kong Monetary Authority。

2021年12月1日 · “You may search for disclosure statements of AIs under the Banking (Disclosure) Rules and the Financial Institutions (Resolution) (Loss- ...: Type 。

Register of Securities Staff of AIs - Hong Kong Monetary Authority。

... in Hong Kong (See "Supervisory Policy Manual SB-1 Supervision of regulated activities of SFC-registered authorized institutions" posted on the HKMA ...: 。

Register of relevant individuals to be maintained by the HKMA under ...。

2002年9月12日 · Where an AI falling under (1) above carries on a business in providing ... to have been registered for Type 7 regulated activity as well.: 。

Register of Securities Staff of AIs – Search - Hong Kong Monetary ...。

3 天前 · Search by HKMA registration number ... are contained in the SFC public register of licensed persons and registered institutions.: 。

Banking (Amendment) Ordinance 2002 and Securities and Futures ...。

2002年7月5日 · 6, Legal Supplement 1) of the two Ordinances are available on the ... There will be two types of intermediaries under the SFO: licensed ...: 。

[PDF] Securities-Related Activities of Authorized Institutions - Hong Kong ...。

2003年3月31日 · On 1 April 2003, the. HKMA Register will indicate that MNO Bank is. “registered under transitional arrangements” for. Types 1, 4, 6 and 9 ...: 。

Register of Securities Staff of AIs - Hong Kong Monetary Authority。

HONG KONG MONETARY AUTHORITY 香港金融管理局. Contact Us Subscribe to Email Alert. Follow Us. Facebook · Instagram · Twitter · Linkedin · Youtube.: 。

Executive officers of registered institutions - Hong Kong Monetary ...。

2003年3月24日 · The notice will indicate the types of regulated activity for which such consent is given. Where the HKMA decides to refuse an EO application, it ...: 。

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